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Michelle M. Schwab

Chief Compliance Officer, FLMI, AIRC, ACS

Michelle Schwab serves as the Chief Compliance Officer of Ellsworth Advisors. Her primary responsibilities include overseeing and managing regulatory compliance issues, designing and implementing internal controls, and creating policies and procedures for the firm. Michelle has spent her entire 20-year career as a securities compliance professional. She has received designations as a Fellow, Life Management Institute (FLMI); Associate, Insurance Regulatory Compliance (AIRC); and Associate, Customer Service (ACS).

Michelle is a graduate of the University of Montevallo in Montevallo, Alabama where she received a bachelor’s degree in Business Administration. Prior to joining Ellsworth Advisors, she served as an Associate, Compliance Director for Western International Securities, a full-service independent dually registered firm headquartered in Pasadena, California.

Michelle is an active volunteer with the Hudson Library and Historical Society through the Friends of the Hudson Library Bookstore. Outside of the office, she enjoys the outdoors, spending time with her family, and strength training. Through the American Red Cross, she donates red blood cells to help trauma patients, newborns, and people with sickle cell anemia. Michelle and her husband live in Hudson, Ohio with their son and various pets.

Get to Know Michelle